Consolidated Statutes and Regulations Consolidated Statutes Consolidated Regulations Annual Statutes and Regulations Annual Statutes Annual Regulations Additional information Québec Official Publisher What’s new? Information note Policy of the Minister of Justice Laws: Amendments Laws: Provisions not in force Laws: Provisions brought into force Annual Statutes: PDF versions since 1996 Regulations: Amendments Annual Regulations: PDF versions since 1996 Court Decisions

D-9.2, r. 3 - Code of ethics of the Chambre de la sécurité financière

Section 51
Disposition versions

Full text
51. A representative must refrain from:
(1)  out of malice, making an unfounded accusation against another representative, a firm or an independent partnership;
(2)  directly or indirectly paying a person who is not legally entitled to use the title of financial planner to act in that capacity or to use that title;
(3)  directly or indirectly accepting or receiving payment from a person who is not legally authorized to use the title of financial planner and who acts or attempts to act in that capacity;
(4)  not informing his client as soon as he is aware of a problem that will prevent him from continuing with his mandate.
O.C. 1039-99, s. 51.
© Gouvernement du Québec